Investor protection in sales · Question 10 of 12
Which financial instruments are generally considered non-complex under MiFID II?
2 answers are correct. Medium
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Answer
- C Shares admitted to a regulated market
- E Units in UCITS funds
Explanation
Simple shares and most UCITS funds count as non-complex instruments. Derivatives and products with embedded derivatives such as warrants, knock-outs or CFDs are complex. For them, an appropriateness test is required in non-advised business.